Fee Structure
Financial Planning Fee
- Financial Planning Fee consists of retainer fee distributed over 12 months.
- Minimum one year of agreement is needed to engage in Financial Planning Service which includes initial comprehensive financial plan and biannual updates.
- Point-based Client Classification

Total Fee: Upfront Fee + Monthly Retainer Fee
Upfront Fee Schedule based on Point-Based Client Classification
Basic (less than 9 points): $1,000
Intermediate (9-14 points): $1,500
Advanced (15 points or greater): $2,000
Monthly Retainer Fee based on Annual Income*
Base: 1% of Annual Income for Annual Income limit of 125K
Additional 0.75% for Annual Income greater than 125K and less than 250K
Additional 0.5% for Annual Income greater than 250K
*Calculated from previous year’s annual income
- Investment Management for up to 250K Assets under Management (AUM) is included in the Financial Planning Fee
- Retainer fee entitles the client to quarterly statements for AUM less than 250K and access to advice on an ongoing basis.
Point-based Client Classification |
Upfront Fee |
Retainer Fee charged on a monthly basis |
Basic (less than 9 points) |
$1,000 |
1% of Monthly* Income |
Intermediate (9-14 points) |
$1,500 |
1% of Monthly* Income |
Advanced (15 points or greater) |
$2,000 |
1% of Monthly* Income |
*Calculated from previous year’s annual income
- Investment Management for up to 250K Assets under Management (AUM) is included in the Financial Planning Fee
- Retainer fee entitles the client to quarterly statements for AUM less than 250K and access to advice on an ongoing basis.
Investment Planning
- Fee Structure for Financial Planning Clients
Asset-Based Classification |
Quarterly Fee as % of AUM |
Up to 250K |
0%* |
>250K to 750K |
0.2% |
>750K to 1.5M |
0.1% |
>1.5M |
0.05% |
*Included in the Financial Planning Fee
- Fee-Structure for Non-Financial Planning Clients.
0.25% per quarter based on Assets under Management (AUM)
YOU CAN EXPECT YOUR PLAN TO:
- Reflect your personal financial situation
- Address the issues most important to you
- Become a “blueprint” for you future
- Be flexible and adaptable
- Be something you can implement